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18 Sep 2012, 12:05 pm by Jennifer Trowbridge
You have just been hired on as an executive at SmallCorp, Inc., and in your employment agreement you see the following: “Executive shall be granted an option to purchase 500,000 shares of SmallCorp, Inc. [read post]
16 May 2007, 5:01 am
Optionable Inc. operates an electronic trading system and the... [read post]
6 Nov 2009, 1:08 pm by Curran Tomko Tarski LLP
The Office of Inspector General (OIG) is reporting that its review of certain high dollar Medicare Part B payments processed by First Coast Service Options, Inc., for Calendar Years 2004? [read post]
23 Dec 2008, 4:45 pm
Litigation Release No. 20836 / December 22, 2008 The Securities and Exchange Commission filed a civil injunctive action against UnitedHealth Group Inc., a Minnetonka, Minnesota health insurance company, alleging that it engaged in a scheme to backdate stock options. [read post]
23 Dec 2008, 4:45 pm
Litigation Release No. 20836 / December 22, 2008 The Securities and Exchange Commission filed a civil injunctive action against UnitedHealth Group Inc., a Minnetonka, Minnesota health insurance company, alleging that it engaged in a scheme to backdate stock options. [read post]
1 Dec 2016, 6:22 am by Lax & Neville LLP
 A binary option does not give the owner the right to purchase or sell the underlying asset upon which the binary option is contingent, or to purchase or sell the binary option itself. [read post]
1 Dec 2016, 6:22 am by Lax & Neville LLP
 A binary option does not give the owner the right to purchase or sell the underlying asset upon which the binary option is contingent, or to purchase or sell the binary option itself. [read post]
4 Feb 2011, 6:07 am by Mary Todd
The Securities and Exchange Commission approved a Financial Industry Regulatory Authority, Inc. proposal giving investors the option to have an all-public arbitration panel. [read post]
7 Jun 2023, 8:00 pm by Stoltmann Law
A unanimous three-person Financial Industry Regulatory Authority Inc. arbitration panel ordered UBS Financial Services Inc. to pay $252,627 to Dennis and Nadine Ainbinder, trustees of [...] [read post]
26 Apr 2012, 5:56 am by Chad Bray
Bloomberg News The former chief executive of commodities broker Optionable Inc. was sentenced to two-and-a-half years in prison Wednesday after pleading guilty last year in an alleged scheme to inflate the value of Bank of Montreal’s natural-gas trading portfolio. [read post]
19 Mar 2017, 2:56 pm by Woodruff Family Law Group
Int’l Group, Inc., 325 F.3d 184, 187 (3d Cir. 2003) (“[M]ost courts have uniformly held that an incentive stock option plan is not an ERISA plan. [read post]
16 Jan 2024, 12:15 am
Centripetal Networks, Inc., 2024 WL 24327 involved a dispute over a settlement agreement: As noted, the carveout in the Settlement Agreement provides that the "issuance of options and/or warrants" does not trigger Centripetal's obligations under the notes. [read post]